The Financial Services Authority on Thursday proposed an ... A major change in the existing rules will ... Acknowledging that its proposals would have a far-reaching ... The regulator estimated that the revenues of lenders ... The City watchdog will also toughen rules to ... The FSA wants to launch the new rules,...
More than half of the financial services industry ... According to a survey by City law firm ... The survey was of around 100 attendees at ... More than half, 55%, said they thought it ... Pamela Thompson, head of the financial institutions group ... Damage to the reputation of the financial services...
Hector Sants, the chief executive of the Financial ... Wihle reaffirming the FSA’s “risk-based” regulatory approach in ... "We are saying we think we can do ... “That is a very critical change,” he said. ... Sants also predicted a greater turnover within the...
Hector Sants, the chief executive of Financial Services ... While reaffirming the FSA’s “risk-based” regulatory approach in ... Sants also predicted a greater turnover within the...
David Lipsey, who joined the Financial Services Authority ... Lord Lipsey intended to shape the Financial Services ... Lord Lipsey, who is a cross-bench member of ... It is believed that the FSA, which has...
Regulators, and some politicians in Europe, have started ... In the UK, the Financial Services Authority has ... Market worries are primarily focused on the ability...
Regulators, and some politicians in Europe, have started ... In the UK, the Financial Services Authority has ... Market worries are primarily focused on the ability...
The chairman of the UK Financial Services Authority ... Lord Adair Turner, chairman of the FSA, was ... He said he expected a global dictum on ... On being asked who would be responsible for ... He added: "We have learnt there was not ... He added that there had been a failure...
New rules proposed by the Financial Services Authority ... The Financial Services Authority said it plans to ... Advisers say the changes will have immeasurable ramifications ... Neil Shillito, co-founder and director of SG Wealth ... He said: "The army of one-man-band advisers will...
Christopher Fawcett, chairman of the Alternative Investment Management ... Accusing investment banks of being behind the surge ... He also called on the Financial Services Authority...
The Financial Services Authority on Wednesday warned that ... Alexander Justham, of the FSA's markets division, said: ... Comment: Findings of the FSA’s six month-long probe ... The FSA said a survey of market participants ... Maybe, the FSA would be better served by...
The UK's Financial Services Authority today set out ... Following on from probes into individual cases of ... "Spreading false or misleading rumours about companies, particularly ... Among its recommendations, the FSA said that in ... Firms should be proactive, said the FSA, by...
The UK Financial Services Authority has been criticised ... Amanda Pinto QC, a member of the prestigious ... Pinto said: “There are many cases of misconduct ... Under the Financial Services and Markets Act 2000, ... Pinto said: “Suggestions of market rigging and dishonest...
The potential for market abuse in the credit ... At an International Capital Markets Association forum in ... Presounding a bond issue is legal and involves ... The turmoil in the credit markets has meant ... Martin Egan, head of primary markets and securitization ... However, as the practice of presounding is not...
The potential for market abuse in the credit ... At an International Capital Markets Association forum in ... Presounding a bond issue is legal and involves ... The turmoil in the credit markets has meant ... Martin Egan, head of primary markets and securitisation ... However, as the practice of presounding is not...
It was hard not to feel sorry for ... As the regulatory representative on the night, Huertas ... A dour PowerPoint presentation probably didn’t help Huertas, ... Even before the speakers took the stage a ... But while financial regulators came in for criticism ... Silva found time to blame everyone from governments...
The team of PricewaterhouseCoopers’ accountants working on the ... Lomas said that about $5bn of asset realisations ... PwC warned that creditors of Lehman’s European operations ... The administrators, spearheaded by Tony Lomas, said that ... The task is also likely to involve court...